Posts Tagged ‘Books’

“The Member of the Wedding” by Carson McCullers


It might seem a trifle absurd, perverse even, to preface a brief discussion of a novel as plotless as this with a spoiler alert, but, given the few disgruntled e-mails I’ve received when I have previously failed to provide such an alert, it’s best to stray on the safe side in these matters.

For plot appears to be the least of Carson McCullers’ concerns. Which raises questions about what her concerns actually are, and I wish I knew how to answer that. I deliberately delayed writing anything about this novel till a few weeks after I had finished reading it, hoping that its various powerful resonances would settle in my mind somewhat, and allow some sort of coherent picture to emerge; but, so far, that has not happened. It continues, however, to resonate, and if, as T. S. Eliot famously said, a poem may be appreciated even before it is understood, it may, I thought, be worthwhile articulating some of my uncomprehending appreciation. It may even be worthwhile merely to register my bemusement.

Part of the reason why themes and concerns of this novel are so difficult to articulate is that Carson McCullers herself leaves them unarticulated. Much of the novel is filtered through the consciousness of its principal character, the twelve-year-old girl Frankie, or F. Jasmine as she likes sometimes to style herself, or the conventional Frances as she becomes at the end; quite frequently, she does not have the ability to articulate what she thinks, or feels. Throughout the novel, we are told that she feels things that she does not know how to name, and Carson McCullers is happy to leave these feelings unnamed. And there is much unfinished also: the only plotline of sorts that develops concerns a soldier who, mistaking Frankie for a girl somewhat older, tries to have his way with her in a hotel room, whereupon she strikes him on the head with a glass pitcher, and runs off. She does not know how badly hurt the soldier is, nor, indeed, whether she has killed him. And we, the reader, never get to know either. It is left as unfinished and as unresolved for us as it is for Frankie. To introduce a narrative line and then refuse to resolve it may seem a cardinal crime in the art of storytelling, but here, it is quite deliberate: the narrative strands, such as they are, remain unresolved, because they are, by their very nature, incapable of resolution.

And yet, the novel is certainly about something. Edmund Wilson, presumably frustrated and bemused by it all, declared the entire work to be “pointless”, but it seems highly unlikely that so fine an intelligence and so subtle an artistry as Carson McCullers’ would labour so many years over a narrative that is ultimately “pointless”. Leaving that aside – for, of course, biographical details of the author should play no part in literary criticism – the novel, whatever may lie at its centre, resonates far too powerfully for “pointlessness” to be a valid option. If the novel refuses to articulate its themes clearly (under the cover that Frankie herself cannot articulate them), we must conclude that they cannot be articulated – that they are, essentially, as incapable of being articulated as the narrative strands are of being resolved.

What we can say with some confidence, I think, is what this novel is not. This is not a coming-of-age novel. Neither is this a novel about teenage angst (or, more accurately, pre-teenage angst): Frankie Addams is not a female equivalent of Holden Caulfield. We may say this with confidence because neither of these pat explanations can account for the effect the novel makes upon the reader. (Well, this reader, at least.) The appreciation that Eliot spoke about that precedes understanding is, in this instance, an appreciation of certain vague, mysterious regions that are well outside the scope of novels of adolescent angst.

We are taken at some length into Frankie’s thoughts, and, at the centre of her thoughts, it seems to me, is a vaguely glimpsed concern for the nature of her individual identity. Here, I think, we need to be careful, because there is so much guff currently spoken and written on the question of “identity”, that it might be easy to see this novel as a comment on what is currently termed “identity politics”; but such a view of the novel would be even more facile and reductive than to see it as a coming-of-age novel, or as a novel about adolescent angst. What concerns Frankie, though expressed with a childlike naivety, is that age-old philosophical issue of our consciousness of our own individual identity, as distinct from the individual identities of others:

“Doesn’t it strike you as strange that I am I and you are you? … And we can look at each other, and touch each other, and stay together year in and year out in the same room. Yet always I am I and you are you. And I can’t be anything else but I, and you can’t be anything else but you.”

What is it that fixes us in our own, personal identity? Is there some sort of essence of self, of “I”, that is independent of this person whose body I happen to inhabit, and whose name I happen to bear? If not, why not? And if so, why am I stuck, constrained, to be this person?

Frankie wonders also about our perceptions. Are they consistent from person to person, from “I” to “you”, from “I” to, perhaps, another “I”?

“I see a green tree. And to me it is green. And you call this tree green also. And we would agree on this. But is this colour you see as green the same colour I see as green? Or say we both call a colour black. But how do we know that what you see as black is the same colour I see as black?”

If we are indeed, each one of us, an “I” and nothing but “I”, how can we be confident of a commonality of perception? And if we cannot be confident of this, how can we even communicate with each other?

Frankie is isolated from others. Her father works in a store, and barely appears in the novel. She is what is known is a “tomboy”, and appears, for reasons not entirely made clear, to have no friends of her own age. She spends most of her time hanging out in the kitchen with Berenice, a black cook, and John Henry, her six-year-old cousin, and much of the novel is taken up with scenes set in the kitchen with the three of them – a child, an adult, and Frankie, on the borderline between these two states – talking to each other, seemingly inconsequentially. But their conversations, while believable as conversations between a small child, an adolescent, and an uneducated adult, always seem to be pointing towards something else – towards something none of them can articulate, and which Carson McCullers refuses to articulate on their behalf.

Frankie longs to inhabit identities other than her own. John Henry would like everyone to be half-boy, half-girl. Berenice, a black woman with a blue glass eye, wants a world where people are all the same colour – a light brown, “with blue eyes and black hair”. These characters may not be able to articulate or even perhaps recognise it as such, but all three of them, in their own ways, feel constrained by the fixed nature of the world, that allocates them but one identity that they must regard as uniquely their own.

For Berenice, a black woman living in the Deep South in the 1940s, her identity – however fluid she may like it to be – is certainly fixed: she is “black”. This one simple fact of her identity condemns her. And yet, she had been happy once. Her first husband, Ludie Freeman – whom, we learn with a shock, she had married when she was only thirteen, just a year older than Frankie – she had loved, and had been happy with. And the memory of that happiness remains for her something precious, something she did not at first wish to share with Frankie. But then he died, and she married again, three more times, with each marriage more disastrous than the previous. She had chosen her later husbands with no better criteria than that they had shared certain superficial resemblances with her beloved first, but these resemblances did not define them: identity, despite its fixed quality, remains an elusive and unnameable matter. Her fourth and last husband had been the worst: he was violent, abusive, possibly mentally unstable, and had gouged out one of her eyes. This horrible detail is imparted to us in an almost casual manner. Although Bernice still dreams of a world in which all racial identities are merged into one, her first husband, whom she continues to love even beyond his death, had an individual identity that cannot be replicated: “he” was “he”, and no-one else.

Frankie, however, longs for a fluidity within which individual identities may merge. Her older brother, a soldier (this novel is set during the final stages of WW2), is to marry his girl-friend, and Frankie dreams of, and, eventually, becomes obsessed with, leaving behind her home town, which restricts her in ways she cannot articulate, and go off with her brother and his newly-married wife. Frankie is not satisfied being a “member of the wedding” only in the sense of being the groom’s sister: she longs for nothing less than to be one of the wedded parties herself, to merge her own personal identity with those of the married couple. This obsession she develops of merging her personal identity with those of others soon takes centre-stage in this novel. Thoughts of the wedding begin to obsess to such a degree that even the sudden death of an uncle barely makes an impact on her, because, after all, it’s nothing to do with the wedding, is it?

Typically, the wedding itself is not narrated directly: resolving narrative strands in terms of “what happened next” is not what this novel is about. We are given to understand, however, that Frankie had had to be physically restrained and pulled back when she had tried to leave with the newlyweds. She is utterly disgraced, humiliated. The world of fixity may be questioned when one is a child, but as an adult, it has to be accepted. But with this acceptance comes a loss:

She was sitting next to Berenice, back with the coloured people, and when she thought of it she used the mean word she had never used before, nigger – for now she hated everyone and wanted only to spite and shame.

Everybody is caught, one way or another, as Berenice says at one point.

Frankie makes one final attempt to escape this world of tyrannical fixity: she tries to run away, she knows not where. But the police are alerted, and she is soon found, and taken back home. In a novel such as this, where everything seems charged with meaning, it is no accident that the police are referred to as “the Law”, with a capital “L”. She has tried to escape, but the Law returns her to where she had been.

All through this, the war, now in its final stages, is raging in faraway Europe, and forms a sort of discordant background music. News from the distant war comes through – the horrors of the fields of combat, the slaughter of civilians, the unimaginable and unnameable abominations of the newly liberated death camps. Berenice muses on a perfect world that – who knows? – may be possible still, if only the Law would allow for it:

“No killed Jews and no hurt coloured people. No war and no hunger in the world. And, finally, Ludie Freeman would be alive.”

The very ending of the novel is as enigmatic as the rest of it. John Henry has died suddenly and horribly, from an attack of meningitis: this is related so directly, and so casually, that it is brutal. Frankie is now Frances, older and more mature, no longer yearning for a fluidity that the Law will not allow. The final paragraph seems charged with meaning:

Frances turned back to the window. It was almost five o’clock and the geranium glow had faded from the sky. The last pale colours were crushed and cold on the horizon. Dark, when it came, would come on quickly, as it does in wintertime. “I am simply mad about – “ But the sentence was left unfinished for the hush was shattered when, with an instant shock of happiness, she heard the ringing of the bell.

The sentence, like so much else in the novel, is left unfinished, and we don’t know what it is she is “mad” about – or, indeed, whether her “being mad” refers to her loving something, or being angry with something. Neither is it explained what the bell signifies at the end. It’s possibly just someone at the door. For, after all, what else can it be?

This is a novel I shall be returning to.

Penny-in-the-slot criticisms

TRIGGER ALERT: This post contains some intemperate views, and expresses no small degree of irritation on my part regarding various comments I have seen online over the years. If such things trigger you, then I would advise giving this one a miss.

There is a kind of criticism that I have heard referred to as “penny-in-the-slot criticisms”. Which means that these criticisms are automatic reactions, instinctive and unthinking – reflexive rather than reflective.

When it comes to literature, and to books in general, there is a set of criticisms that, I think, could come under this category. Perhaps the worst thing about these criticisms is that they are immutable: no matter how vehemently you may argue against them, you won’t change anyone’s mind, because your argument will not be engaged with. Not that your argument was necessarily right: one is – or, at least I am – grateful when one’s argument is shown to be flawed, and one is forced either to refine one’s ideas, or to rethink them, or even to withdraw them altogether. But no, in an environment in which even to questions someone’s opinion is viewed as an act of aggression, that kind of thing doesn’t happen. It’s not even a case of one’s argument not being countered: it’s simply not engaged with. But nonetheless, as sure as night follows day, that penny-in-the-slot criticism you had argued against will re-appear, as if you’d never said anything at all to counter it.

Here are a few such criticisms I’ve picked up over the years (in bold), along with brief arguments against them (in italics) that are regularly ignored.

“People don’t really enjoy reading difficult books: they only read books such as Ulysses to show off.”

If it were true that it is not possible to enjoy anything that is difficult, it’s hard to explain why so many are attracted to chess, say, or to difficult cryptic crossword puzzles.

And show off to whom? We do not live in a world where erudition is much valued. Reading something like Ulysses in order to “show off” seems like an awful lot of hard work for very little in return.

“People who write difficult books – again, like Ulysses – are just showing off how clever they are.”

Once again, showing off to whom? And why?

And if you don’t like “clever” writers, do you really prefer stupid ones?

“Male authors couldn’t/can’t create convincing female characters.”

Odd, isn’t it? Good writers of fiction can imagine themselves into the minds of all sorts of people different from themselves – children, old people, people from different walks of life, people from different social class, and all the rest of it. But the one barrier that is, seemingly, insurmountable is the barrier of gender. Not sure why: no-one has bothered explaining.

And in any case, how do you know that men writers cannot create women? Do all women think and feel in the same way? And are you privy to all their thoughts and feelings?

A good many of these penny-in-the-slot criticisms refer to Dickens. Some do lead to a bit of an exchange, but they never really get anywhere:

“Dickens really couldn’t create women.”

Miss Havisham, Betsey Trotwood, Sarah Gamp –

“Yes, but those are caricatures.”

But caricatures are not failed attempts at portraiture. You did not specify –

“You know what I meant. Dickens could not depict real women.”

Esther Summerson, Lady Dedlock, Harriet Beadle, Rosa Dartle, Lizzie Hexam…

“Dickens could only create caricatures.”

As said previously, a caricature is not a failed attempt at portraiture. It takes skill to create a memorable caricature. And as for Dickensian characters who are complex people and most definitely not caricatures, we have Steerforth, John Jarndyce, William Dorrit, Pip, Miss Wade …

“But Dickens’ heroines are awful”.

Some of Dickens’ romantic heroines, especially in his early novels, are certainly bland and colourless. But so are his romantic heroes. Nicholas Nickleby is as colourless as Madeleine Bray, the adult David Copperfield as colourless as Agnes Wickfield, Martin Chuzzlewit as colourless as – and so on. It’s not just his heroines. The convention that romantic heroes and heroines had both to be spotless created all sorts of problems for writers. Dickens later overcame this and created heroes and heroines who are genuinely interesting – Pip and Estella, Bella Wilfer, Louisa Gradgrind, etc.

Silence. No response. And then, soon after:

“Dickens couldn’t create female characters, and all his characters are merely caricatures anyway.”

And also, for good measure:

“Dickens was just soap opera of his day”.

Just for clarity, could you define what you mean by “soap opera”, and specify how it differs from other (and presumably superior) forms of drama?

No, of course they can’t. At least, they don’t. The whole point of these criticisms is that you don’t need to follow them up.

And then you get the killer one:

“Dickens is sentimental.”

Sentimentality is a difficult thing to define adequately. Yes, in many of his works – especially the early ones – he can be genuinely mawkish. But that is by no means the full story: there is also much in his novels that has real emotional depth and complexity. For instance …

And you put together a long, detailed catalogue of examples, but no-one is listening. They have demonstrated how superior their taste is to yours by proclaiming that they are above Dickens and you aren’t, and that’s the end of the matter. They may even add, for good measure:

“I don’t have to like something just because the critics say I must.”

The implication is that I am blinded by the authority of these “critics” (whoever these mustachio-twirling pantomime villains may be), but they, being more independent in their thought, aren’t. And you might as well stop there, unless you want to create a scene.

Dickens certainly gets more than his fair share of penny-in-the-slot criticisms, but other writers aren’t exempt either:

“The Brontës were the bodice-rippers of their day.”q

“Austen was the chick-lit of her day.”

You can write entire essays trying to refute these claims, safe in the knowledge that no-one will engage with anything you may have to say. Well, some might, I guess – but you know that the same comments will come up again, and from the same people.

And then, on Shakespeare, there is that old bugbear of mine:

“Shakespeare’s plays were meant to be seen, not read.”

How do you know this? Are you privy to what Shakespeare intended? And even if that is what Shakespeare had intended, why deny ourselves the experience of reading these plays when reading them can be so enriching?

Then there is that perennial one:

“I read to enjoy myself.”

My protestations that I, too, read to enjoy myself pass unnoticed.

“At the end of the day, it’s all just a matter of personal opinion.”

This is the point where you decide you’ve had enough of book boards, and create your own blog where you can let off steam to your heart’s content. As I have done here.

(If anyone has been triggered by any of this, please do bear in mind that I had placed a Trigger Warning at the start of this post, and I don’t think I can be held responsible for any distress or trauma caused.)

Dostoyevsky in Europe

Winter Notes on Summer Impressions by Fyodor Dostoyevsky, translated by Kyrill Fitzlyon, published by Alma Classics. All quotes in the post below are taken from this translation.


Among the many things in life I find myself utterly at a loss to account for is the tremendous attraction I feel for the writings of Dostoyevsky. When his many faults are listed to me, I can do little but nod away in agreement. Yes, his novels are hysterical, irrational – indeed, he seemed to laud irrationality; they are loosely structured baggy monsters. He was also a fervent Slavophile, while I despise nationalism. He was politically conservative, and hated liberalism and liberals with a vengeance, whereas I tend to describe my politics as “liberal”. (Indeed, I was amused to find recently that I had described my politics on my Facebook profile as “Turgenevian liberal”. I don’t remember writing this, and suspect I was drunk at the time and not entirely serious; but I did laugh at what was presumably my own joke, and decided not to change it.) Dostoyevsky hated those Russians such as Turgenev who had adopted the values of Western liberalism, and I can’t help but see my own adherence to these same Western liberal values, despite my Indian background, as a sort of parallel (even though I have, I suppose, the excuse of having lived most of my life in the West). I suspect that if Dostoyevsky had known me personally, he would have despised me, and my values. And, by rights, I should also be repelled by Dostoyevsky, who stood for so much that I do not, and who loathed so much that I do. And yet, I find myself irresistibly drawn to Dostoyevsky. Which, I suppose, demonstrates Dostoyevsky’s dictum that we are far from being the rational creatures we like to imagine ourselves.

Dostoyevsky had not always been a right-wing Slavophile, of course. In his youth, he had been very left-wing indeed. He had been member of a revolutionary group, had narrowly avoided the death sentence (he had, famously, been led out to be executed before it was announced that his sentence had been commuted), and had served many years in a labour camp. His early works had been of a somewhat sentimental nature, focussing on “poor folk”, on the “insulted and the injured”, and lamenting the social injustice that cause so much suffering. But then, in the early 1860s, a very profound change took place in his outlook. As translator Kyrill Fitzlyon says in his preface to Winter Notes on Summer Impressions:

His earlier novels aim at the entertainment of the reader; undeterred by considerations of verisimilitude or psychological probability, they glide over the surface of life without stopping to take soundings of what goes on underneath; they shun deep analysis and they lack the later Dostoyevskian eagerness to reconcile the actions of men with their consciences, conceived in terms of spiritual anguish.

It was in the summer of 1862, at what we may see as the turning point between Dostoyevsky’s earlier viewpoints and his later, that Dostoyevsky visited Europe for a few weeks. That winter, he wrote of his travels in Winter Notes on Summer Impressions, and here we may see quite clearly his mature thoughts and ideas taking shape.

The West was what liberals, such as the hated Turgenev, pointed towards: it was in the liberal values of the West that Russia must seek salvation; by looking West, and adopting its values, Russia, so far from the major centres of civilisation, could, at long last, civilise itself. But Dostoyevsky was not having any of this. This is not necessarily because of his Slavophilism: what he saw in the few weeks he spent in Paris, and the week he spent in London, did not suggest to him a Heaven to be aimed for. That Russia was no Heaven he already knew: but salvation did not lie in emulating the West.

Before he goes into all this, he writes a preface, to which he gives the title “Instead of a Preface”. This sense of playfulness is apparent throughout the book. Dostoyevsky tells us right away that he is not a reliable narrator. He has spent only a few weeks in London and in Paris, he tells us, and his views are not only based on limited exposure, but are also, no doubt, biased and jaundiced in all sorts of ways. As he goes on to expand on this, he seems to create an authorial persona that may or may not be himself. At times, he seems almost to present himself as of those Gogolian grotesques who can’t stop digressing into all sorts of irrelevancies. The narrator he presents is, in short, a comic character, the first of the many weird and unreliable voices who come and go in the narration of his later novels. Giving the authorial voice such a persona allows Dostoyevsky to pursue his ideas into unexpected areas, and explore thoughts and concepts that may appear eccentric or whimsical, but without necessarily giving these ideas the seal of authorial approval.

He spends some time in London, and presents it in almost apocalyptic terms. He is shocked by the level of extreme poverty and vice. This may be surprising: as is apparent from his own novels, extreme poverty and vice aren’t exactly unknown in Russia. But perhaps he had expected better from London. What shocked him, I think, was the open acceptance of these things. He gives a description of a pathetic half-starved young girl, a child, openly trading herself in Haymarket, right in the centre of fashionable London. The English are often chided for their hypocrisy, but it seems to be the lack of hypocrisy, the openness of such moral depths, that seemed particularly to strike Dostoyevsky.

He has more to say about France, and, rather interestingly, he seems shocked by the very aspects of Russia that had shocked Europeans of that age – the lack of freedom, adulation of the Emperor, police informers, and the like. And he considers especially the middle classes, the bourgeoisie. The inspiring slogans of the French Revolution – liberty, equality, fraternity – are, he feels, an immense sham: all that has happened is that the middle classes have now taken on the power to exploit the lower classes. All ideals, all morals that people pretend to live by, are sham:

Paris has an unquenchable thirst for virtue. Nowadays the Frenchman is a serious and reliable man, often tender-hearted, so that I cannot understand why he is so afraid of something even now, and is afraid of it in spite of all the gloire militaire which flourishes in France and which Jacques Bonhomie pays so much for. The Parisian dearly loves to trade, but even as he trades and fleeces you in his shop, he fleeces you not for the sake of profit, as in the old days, but in the name of virtue, out of some sacred necessity. To amass a fortune and possess as many things as possible – this has become the Parisian’s main moral code, to be equated with religious observance.

Dostoyevsky keeps probing: what, exactly, are the bourgeoisie afraid of?

Whom should he fear then? The workers? But the workers are all of them capitalists too, in their heart of hearts: their one ideal is to become capitalists and amass as many things as possible.

This is not the solution, Dostoyevsky felt, for Russia. Rational precepts, and noble sentiments – liberté, égalité, fraternité – end up meaning nothing, and not merely because humans are not rational creatures: as he goes on to examine in Notes From Underground (which was written shortly after this book), humans are, if anything, anti-rational creatures, who, far from accepting ideas because they are shown to be rational, would choose, rather, deliberately to reject them in order to proclaim their freedom from the tyranny of reason. All he can see in the great cities of Europe are “anthills”: any attempt from above to bind humans into a unity is bound to fail disastrously, because they misunderstand the essentially paradoxical nature of humanity.

I can understand Dostoyevsky’s argument – at least, up to a point. Our lives have, if anything, become worse in certain respects: they have become “atomised” – to use the word popularised by the title of Michel Houellebecq’s novel – as never before. Not only do we not have fraternité between the classes, solidarity even within the social classes is becoming more problematic. But I don’t really understand what Dostoyevsky’s own solution is. Are we to expect a mystical fraternité to spring up spontaneously?

Of course, Dostoyevsky was not so foolish as to think that. His novels are not didactic novels: they are multi-voiced works, in which many of the voices rebel against their author and speak out against him, unanswered; and where, furthermore, many of the voices articulating some of Dostoyevsky’s own most deeply held beliefs are presented in a ridiculous light. Those great novels are seething cauldrons of ideas and counter-ideas, endlessly contesting and intermingling with each other, never resolving; but never are these ideas presented as something abstract: they are, as Kyrill Fitzlyon says in his preface, “conceived in terms of spiritual anguish”.

I still do not know why I am so drawn to the writings of Dostoyevsky, when, all things considered, I shouldn’t be. But there is something about these very strange books of his that has about it the air of prophecy.

Turgenev’s shorter fiction

I’m never quite sure what the difference is between the short story and the novel – whether the difference is merely a question of length, or whether there is something else involved. For if it is merely a question of word-count, the borderline isn’t clearly defined: where exactly is the demarcation line between the two? And if there is no clear demarcation line, how do we classify those works that seem too long for short story, and yet not long enough for a novel?

To resolve this issue, a third category was introduced – the novella. But this doesn’t really improve matters, as where, previously, there had been one undefined demarcation line, now there are two. And even if we know roughly – since all questions of taxonomy in these matters are inevitably imprecise – where these demarcation lines lie, we may question why they lie where they do, and not elsewhere. For instance, we can all agree that Conrad’s “The Secret Sharer”, say, is a short story, Heart of Darkness a novella, and Nostromo a novel. Yet, although we take the trouble to separate out these works, we lump  together Turgenev’s Fathers and Sons and Tolstoy’s War and Peace in the same category, even though the latter is some seven times as long as the former. It all seems so arbitrary that I can’t help wondering whether these classifications purely in terms of length serve any purpose at all.

So maybe it isn’t merely a question merely of length, but of scope. But if we follow this line of thought, we run into even greater problems:  length is, at least, quantifiable; heaven only knows what we mean by “scope”. And yet, it does seem reasonable to assert that War and Peace has a broader scope than Fathers and Sons: the former addresses a great many themes, and the latter only one. (Or, at best, only a few.) Tolstoy’s novel has a great many narrative strands and focal points of interest; Turgenev’s doesn’t. This is not to say that Turgenev’s novel is, for this reason a lesser work of art: a songwriter is not attempting to compose a symphony, and it would be foolish to judge a song and a symphony by the same criteria. But a distinction along these lines may, perhaps, give us an insight into why we feel it natural to distinguish between the short story (or the novella) on the one hand, and, on the other hand, the novel. The former contracts, focusing our attention on a single issue, or on a small handful of issues: the latter expands to take in more.

Such a definition does not, I fear, stand up too well to close scrutiny. Many of Chekhov’s stories, for instance, imply so much more than is directly stated, that they seem to have the scope of novels. On the other hand, a novel such as The Golden Bowl by Henry James spends its immense length focusing on the interactions of just four characters – although such is the significance that James finds in the course of his painstaking dissections, that the few focal points upon which he closes seem to imply an entire universe. In short, differentiating the short story and the novel in terms of scope is fraught with all sorts of difficulties and inconsistencies. But in discussing the short fiction of Turgenev, it is, I think, useful. For Turgenev’s literary imagination was such that it eschewed vast canvases, with its intersecting strands and multiple themes: he preferred limiting his focal points, concentrating on fewer things, and achieving, in the process, a unity and a perfection of form that is usually denied those writers whose scope is broader. Turgenev is, in short, a songwriter rather than a symphonist.

This is apparent even in his full-length novels. If many of Chekhov’s short stories seem like novels in miniature, Turgenev’s novels often give the appearance of long short stories. Indeed, I am not entirely sure why Rudin is counted as a novel, and The Torrents of Spring a novella: although I haven’t counted the words, they seem to be of similar length, and in neither is the scope particularly broad. In both, Turgenev deals with the theme of the sadness of life – of our inability, due either to fate or to the weaknesses in our characters, to seize happiness when we can, so all we are left with in the end is a regret for what might have been. This, indeed, seems to be a running theme in virtually all of Turgenev’s work, and it usually presents itself in the form of a sad love story. For Turgenev delighted in writing love stories: he had a natural gift for lyricism; he could write prose as exquisite as any nocturne by Chopin (and this lyricism survives even in translation); and he could describe with a disarming openness and poignancy the most tender and intimate of thoughts, feelings, sensations. The battlefield of Borodino may well have been beyond his range, but there aren’t many who could depict so perfectly the gentle, nocturnal musings of a pained and stricken heart.

If all this makes Turgenev sound a bit twee, perhaps, a bit precious, then yes, our modern sensibilities, hardened as they are by the abrasive and the garish, may well perceive his writings as such. But I can’t help thinking that that is our loss, and that we should, at least for a while, put the neon lights out of our minds so as better to perceive the softness of a moonlit night.

In the course of pursuing his theme of the sadness of unfulfilled lives, he strikes upon another theme that is often regarded as archetypally Turgenevian – that of the “superfluous man”, the man who, despite being intelligent and even gifted, is, nonetheless, for reasons not easy to articulate, curiously ineffective. Indeed, one of his novellas is actually titled The Diary of a Superfluous Man, and, once again, it takes the form of a love story – in this case, a rejected love. Both the title and the form recall Gogol’s “Diary of a Madman”, but the content could hardly be different. Gogol’s story is phamtasmagoric, garishly coloured, and nightmarish: Turgenev prefers pastel shades, gently probing into the seemingly unanswerable question of why a human, not noticeably deficient in any obvious way, should nonetheless be “superfluous”.

The theme of the “superfluous man” has political and social implications as well of course, but, while Turgenev explored these implications in some of his novels, I distinctly get the impression that he was drawn into political themes simply because, as an intelligent man living in those times, he could not very well avoid them; but that he was happier focusing on the personal, the intimate. In Asya, we see the narrator too indecisive to respond adequately to a love that is offered him: the narrator is ostensibly at the centre of the story, but, very subtly, it is the title character, Asya, whom we see purely through the narrator’s eyes, who is really at its centre: the focal point is not the narrator’s “superfluity”, as such, but the pain of rejection experienced by Asya.

First Love too is about unrequited love – in this case, of a teenage lad, unused to and puzzled by the sudden stirrings of the heart. It is often regarded, with good reason, as a perfect example of Turgenev’s art: the narrative line is clear, uncluttered, and elegant; the psychological depictions are acute; and, in terms of form, it is about as close to perfection as is possible. But perhaps the best of all – at least, the one that affected me most – is the late novella Torrents of Spring. This was one of Turgenev’s last works, and the narrator, like the author, is a man in his late middle age, and lonely. He tell of his youth, when he might have found the happiness that he now lacks, but which, through the weakness of his own character, he threw away even as it was within his grasp. The story itself is deeply poignant, and the storytelling is absolute perfection: the uncluttered elegance of the narrative line, and its sense of artless ease, could only have been achieved by the most refined and sophisticated artistry; and its evocation of sadness, regret, and of loneliness, continues to haunt the mind long after one has finished reading. Fathers and Sons is often held to be Turgenev’s masterpiece, partly, I suspect, because of its political and social implications, but I am not sure that his masterpiece isn’t The Torrents of Spring: here, Turgenev isn’t concerned either with politics or with society: he focuses instead on what, I think, interests him most – the vagaries of the human heart.

There are two novellas that aren’t love stories – Mumu, a heart-rending story of a mute serf (i.e. slave) forced by his unfeeling and uncaring mistress to kill his own dog, because its barking disturbs her. (By “mistress”, I don’t mean, of course, a woman with whom he is having an affair, but, rather, the woman who owns him, body and soul.) And there is King Lear of the Steppes, a late masterpiece, which tells a story the narrator had witnessed when still a young lad, and not mature enough to understand the significance of what he sees. It is a tale of a peasant family, told with Turgenev’s characteristically direct and uncluttered style. However, it lacks his usual lyricism: we have here, instead, a story of immense power. It is also bleak and pessimistic: the “Lear” of this tale, an aged peasant, does not even have the consolation of a Cordelia. Turgenev was not always the soppy romantic he is sometimes made out to be.


Turgenev is often ranked with his great contemporaries Dostoyevsky and Tolstoy, but this comparison does him no favours. For trying to compare Turgenev’s fiction with that of the other two is, essentially, comparing songs with symphonies: inevitably, the song is drowned out. But Turgenev’s voice, though quieter and less powerful, and, perhaps, more difficult to appreciate in our more abrasive times, remains potent. Certainly, few writers have conveyed with such artistry and refinement the sheer sadness of our unfulfilled human lives.


The translations I read:

“First Love and Other Stories” translated by Richard Freeborn, Oxford World Classics (contains The Diary of a Superfluous Man, Mumu, Asya, First Love, King Lear of the Steppes, The Song of Triumphant  Love)

“The Torrents of Spring” translated by David Magarshack, published by Folio Society (originally published by Hamish Hamilton)

“La Regenta” by Leopoldo Alas

Late to the party, as ever. La Regenta by Leopoldo Alas, a massive novel written in the 1880s (i.e. slap bang in the middle of what is possibly my favourite era for literature – at least as far as novels are concerned), translated from the Spanish by John Rutherford (whose wonderful translation of Don Quixote I recently commented on), was nominated as a “group read” amongst various book bloggers. Now I know why I am so reluctant to take part in these group-reads: I am invariably way behind everyone else. However, undaunted by the 700 and more pages of sight-destroying print, I did dive in, and I am glad I did so. It proved an exhausting read, but sometimes, exhaustion can be a price worth paying.

Before I go on to put together my personal impressions – for that’s all these blog posts of mine are – I should direct the reader’s attention to some other very perceptive posts on this novel in other blogs. In no particular order:

A Commonplace Reader


Wuthering Expectations

Six Words for a Hat

Tredynas Days

(Please do let me know of any others I have inadvertently omitted, and I shall add them.)

I have gained much understanding from these blogs, and, in what follows, will be plagiarising without acknowledgement many of these bloggers’ ideas and insights.

Now that these preliminaries are over, let me dive in again – this time, to try to make some sense, hopefully, of this massive work. And I suppose I should add here what is known as a “spoiler alert”:

*** SPOILER ALERT: The following inevitably reveals some aspects of the plot of La Regenta ***


I once formulated a theory that characters in Russian novels have souls, but characters in French novels don’t. It seemed quite neat to me at the time, even with the modification I had almost immediately to make, to the effect that when Russian novelists do create characters without souls, they are shocked by their soullessness – in Gogol’s case, sufficiently so to draw attention to the fact in the title.

But a little more thought convinced me that I had best shelve my theory – at least, before someone brought up Andre Gide’s La Porte Étroite, or François Mauriac’s Thérèse. The problem is, I think, that I tend see Flaubert as an exemplar when it comes to French novelists, and easily forget that not all French novelists were so uncompromisingly cynical. But, for better or worse, when I think of the French novel, it’s Flaubert who comes first to mind. And although La Regenta is a Spanish rather than a French novel, Flaubert’s Madame Bovary seems to me to be stamped all over it.

This is not a very original observation. Indeed, it often seems that Alas had deliberately set out to invite comparisons with Madame Bovary. Once again, we have the central character, a woman, married to a ninny and suffocating in a provincial town; we have the townspeople – empty, vapid, pompous, shallow, trivial, self-regarding, venal, tedious, dull, corrupt – all depicted with great cynicism, and, frequently, a quite savage irony; and once again, we have a central plot involving adultery – adultery as a much sought-for release from all the frustrations of daily tedium, but which, inevitably, ends badly. The presence of Madame Bovary in the background can hardly be ignored, and Alas must, indeed, have been aware of it.

But of course, this is no mere re-run of Madame Bovary: that would have been pointless. For all the apparent similarities, there are significant differences – in the narrative technique, in the characters’ psychologies, and also, I think, thematically.

For one thing, this is a much longer novel: it is more than 700 pages in John Rutherford’s translation, and, if the print had been of a somewhat more reasonable size, I suspect it would have been nearer a thousand. This is the sort of length one would expect of epic novels – Les Misérables, say, or War and Peace; that so many pages are taken to narrate what is, in essence, a provincial and domestic story, the outline of which may easily be summarised in a few sentences, imparts to the reader – to this reader, at least – a sense almost of suffocation. We too seem, like Ana, the regenta (judge’s wife) of the novel’s title, to be inhabiting this endlessly tedious, soulless waste.

But one person, at least, does have a soul, and that is Ana. She is the only character in the entire novel whose soul is specifically referred to. In this, the novel is very different from Madame Bovary: there, Emma was as empty and as vapid as all the others, and the terrible irony was that her rebellion was every bit as shallow and stupid as that she was rebelling against. Here, in contrast, Ana really does have a soul, albeit a soul that is parched and empty; and she is in search of something – she barely knows what – that would provide her soul with sustenance.

But there seems to me to be an uncertainty here – an uncertainty that Alas carefully leaves unresolved. What really is the nature of Ana’s religious yearnings? Is it a mystical longing, or mere hysterical religiosity? Is it a search for spiritual grace? Or could it be that it is but a sublimated form merely of sexual desire? Could the cynicism of the narrator (whose voice may or may not be the voice of Alas himself – we can never be quite sure) extend so far as to see Ana’s spiritual yearning, and, by implication, all spiritual yearning, as no more than a craving for sex – an essentially animal craving that we dress up in fancy clothes to convince ourselves of our essential seriousness?

This was not, I think, among Flaubert’s concerns in Madame Bovary, but it seems to me here a major theme. This entire novel is drenched with a sense of often quite raw sensuality, which is all the more potent for being repressed: a glimpse of an ankle, the outline of a female form apparent behind a dress – the slightest thing, indeed – is enough to set off the good people of Vetusta into the most febrile imaginings, the most prurient fantasies. Don Alvaro Mesia, the local Don Juan, is celebrated and looked up to for his many conquests. In one particularly distasteful scene, Don Alvaro tells admiring members of the town’s gentlemen’s club of one of his many “seductions” – in reality, nothing short of rape. And how the assembled gentlemen of the club all lap it up! Physical sex, sensuality, is the focal point of all their aspirations, all their yearnings.

Amidst all this prurience, all this salaciousness, Ana’s spiritual yearnings and passions – generally regarded as a bit unseemly, as “overdoing it”, and, despite the example of St Teresa, as something not really appropriate for a lady, and a judge’s wife at that – may well be a yearning for something more beautiful, more uplifting. But the nagging suspicion persists that, at bottom, it may be nothing more than the same desire for physical sex that everyone else in the town seems to feel. Married to a man much older than himself, who does not sleep with her, and who treats her as a daughter rather than as a wife, Ana is, sexually, deeply frustrated; and, during that brief period when her sexual desires are satisfied, her spiritual yearnings seem altogether to disappear. But Alas – or his narrator, should the two be different – refuses to commit himself on this point. Perhaps because there can be no definite answer to this: the wellsprings of human motivation are, after all, obscure.

If it is at least possible that Ana mistakes her physical desires for spiritual yearnings, there is no doubt that Don Fermin, the canon theologian, makes the same mistake. He is introduced as proud and ambitious, strong, powerful, and virile. But he takes his calling seriously enough not to break his chastity. (At least, not with Ana: women from the lower orders- maidservants and the like – are fair game.) When he becomes Ana’s confessor, he falls head over heels in love with her: indeed, he becomes quite besotted. But he convinces himself, and convinces Ana, that theirs is a “spiritual” union. He is grossly mistaken. When Ana betrays him to form a less-than-spiritual union with Don Alvaro, the canon theologian’s reaction, too,is less than spiritual: it is, indeed, quite volcanic. Here, again, Alas’ fictional world diverges from Flaubert’s: the eruptive force of Don Fermin’s fierce passions has no place in the world of Madame Bovary.

The third member of the triangle here is, of course, the lover, in this case, the experienced “seducer” – and, indeed, rapist, as rape counted as “seduction” in this proper and moral society – Don Alvaro. He is a “man of the world”, as they say; Ana, on the other hand, has led a very sheltered life, both before and after her marriage. Once Don Alvaro gets the opportunity, he knows precisely what to do to get her into bed, to convince her that in him she would find the true object of her aspirations, her desires. She is putty in his hands. It is an expert seduction, to be sure, and how ironic it is that so high-minded a lady as Ana, so demure, so far above the salacious gossipmongering and sexual flaunting of the other ladies, should fall for someone such as Don Alvaro. But fall she does, and to Don Fermin, the sense of betrayal is earth-shattering: his entire being, which he had invested in Ana, collapses; his belief that he had with her a “spiritual union”, disintegrates. He could not have reacted more violently had he been her husband.

It is unusual to have a love triangle from which the husband is excluded, but the husband here, an elderly retired judge, seems almost completely sexless. Even when presented with evidence of his wife’s infidelity, he seems almost incapable of summoning up the passion that he knows he should, under the circumstances, feel. His interests lie elsewhere – in hunting, and in classical drama, from which he would delightedly recite the most passionate of lines, without being able to feel any of that passion himself in his real life. It would have been easy to have turned him into a mere comic figure, but, despite the unremitting cynicism of the narrative, he emerges – to me, at least – as curiously sympathetic: he is a man so immersed in his own little world, and so unthinkingly happy in it, and so utterly blind to anything outside it, that when that outside world intrudes into his own, he is lost. A nincompoop he may be, but this judge, so helpless because he is so incapable of judgement, does, I think, arouse more pity than disdain.

So this, then, is the story, and a fairly simple story it is too. And yet, it is of epic length. Indeed, I can think of many a novel whose content may be described as “epic” that are, nonetheless, much shorter than this.

The length is accounted for, I think, by the meticulousness of Alas’ approach. Not for him to give a rough impression of the town Vetusta (a fictionalised Orvieto), or to drop suggestions into the reader’s mind and leave it there: he has, meticulously, to bring the entire town to life, detailing its streets, its social institutions, its citizens, and give them all weight and solidity. And he delves into his characters’ minds – what they think, what they feel, how they view themselves and each other. Even minor characters do not escape his detailed scrutiny.

Of course, he knew that he was risking writing a very boring novel: it cannot be an easy thing, after all, to depict tedium without being tedious oneself. And in his constant use of irony – it is impossible to ignore the influence of Flaubert here – he further risks alienating the reader from the characters: irony, after all, invariably distances. But, although the novel is (or, at least, seemed to me) frequently suffocating, it is never dull. The sense of suffocation is, I think, deliberate: it is not enough to be told of the sense of suffocation felt by Ana – we have to experience it also. But tedium is kept at bay by the sheer polish of the writing, and by the vitality he manages to inject into even the most insignificant of the characters. Flaubert managed to make his readers interested in even someone such as Félicité (“Un Coeur Simple”), a character whom, in real life, we’d probably find too dull to want to spend much time with; Alas has the same ability to arouse interest in characters who, in real life, are likely to arouse in us little but a sense of tedium. And, to be entirely honest, I’m not quite sure how either Flaubert or Alas pulls this off. But it is fascinating to see them do it.

The first of the two halves into which the novel is split is virtually all expository. The exposition is what we need to know for the story to make sense, and most writers try to get it out of the way as soon as possible, but not Alas: for him, the exposition is not merely there to make the story intelligible – it is for him as integral and as important a part of the novel as is the central drama. For his interest here is not merely in the principal figures of the drama, but also in the environment they live in, and in others who share that environment. These three hundred and fifty pages of the first part take us through only three days, but Alas has no interest here in giving an impression of time moving forward: what momentum there is comes from a sense of mass rather than of velocity. What matters here is not a sense of the story moving forward, but of the realisation of an entire town, of an entire body of people inhabiting that town. Even at the end of that first half, at a point where a great many novels would already have run their course and ended, we are given a detailed flashback telling us of Don Firmin’s mother, his birth, and his childhood: we are still, in other words, in the exposition.

As I finished the first part, I couldn’t help wondering how the novel would progress in the second. Tchaikovsky once said of Brahms’ violin concerto that Brahms had built a good, solid plinth, but, instead of placing a sculpture on it, he had merely gone on to create yet another plinth. Although I have the temerity to disagree with Tchaikovsky on this point, that does seem to me as striking image. In the first part of the novel, Alas has, indeed, created an immensely strong expository plinth; but what was he going to put on top of it? Would his focus still be on mass rather than on velocity?

The focus does indeed alter in the second part, but Alas was too fine a writer to change gears too suddenly. But slowly, almost imperceptibly, the central characters and their drama become increasingly prominent, increasingly take centre stage. We find, to start with, that each new chapter, though beginning with some other set of characters, inevitably gravitates by the end towards Don Firmin, Don Alvaro, or to Ana. After a while, chapters begin with these figures, and they begin to stand out more strongly in relief from the others. The pace gathers slowly, but the cumulative effect, though still carrying more mass than speed, is tremendous. And the climactic section, prepared for so meticulously and over so long a span, does not disappoint: all the passions that had been simmering so long under the surface seem suddenly to explode. The effect is tremendous.


La Regenta would not have been possible, I think, had Madame Bovary not been written, but, despite the many parallels, Alas’ concerns are different from Flaubert’s. Where Flaubert shook his head sadly at the sheer futility of all human activities, and at the humanity’s desire to transcend the limits imposed by human stupidity, but its inability, because of that very stupidity, to do so, Alas was more concerned with spiritual aspirations in a doggedly unspiritual world, and with sexual desires in a society that, though fascinated by sex, represses these desires, so that eroticism degrades into mere prurience. And he wonders to what extent the two are indeed one and the same thing – to what extent our spiritual yearnings are but sublimated forms of our animal appetites. He is interested also in human passions that, however we try to hide them under civic structures and civilised customs, refuse to remain hidden. The result is a novel that is not, perhaps, the easiest to read, but is worthy to take its place amongst the finest products of a most illustrious literary era.

[8th October,2016: edit made to correct a misleading passage regarding the plot.]

The Knight of the Lions: the second part of “Don Quixote”

The excerpts quoted from Don Quixote in this post are taken from the translation by John Rutherford, published by Penguin Classics.

In the first part of Don Quixote, Don Quixote had dubbed himself The Knight of the Sorry Face. This was how literal-minded Sancho had described him after one of their many misadventures, but Don Quixote, with his mind ever ready to transform literal plainness into something strange and wonderful and resonant with meaning, happily takes on that sobriquet for himself, and forces it to signify far more than Sancho could ever have imagined. But in this second part, Don Quixote chooses for himself a different name: The Knight of the Lions.


“Don Quixote and Sancho Panza” by Honore Daumier, courtesy of National Gallery, London


This new name Don Quixote adopts in the second part, written some ten years after the first, signifies a somewhat different concept of the character. Earlier, Don Quixote had developed from being merely a joke figure into something more significant: he had developed into a figure who had, of his own free will, rejected the tyranny of reality, preferring to live by his fantasy instead, in his own mind and in the real world. And Don Quixote actually knows he is insane:

That is the whole point … and therein lies the beauty of my enterprise. A knight errant going mad for a good reason – there is neither pleasure nor merit in that. The thing is to become insane without a cause …

He has chosen to be insane, but not for any cause: it is not because reality is too painful, or too dull, to face. In my post on the First Part of Don Quixote, I had suggested that Don Quixote had chosen fantasy over reality for such reasons, but I think I was wrong: there is nothing whatever in the text to suggest this. As Don Quixote says himself, there is no cause – no reason, merely his own will. In the First Part, this rebellion against the brute facts of reality did not, and could not, result in triumph: Don Quixote knew, or, at least, must have known, that these brute facts of reality are not negotiable, that windmills really are just windmills, that flocks of sheep really are just flocks of sheep, and that defeat in the face of these brute facts is, ultimately, unavoidable. It is this underlying awareness of ultimate defeat that made for the Sorry Face. But in the second part, he is more ebullient: defeat is not here, to his mind, inevitable. Indeed, at several points in this second part, we see the power of his imagination conquer reality – we see Don Quixote triumphant. Here, he is no longer the Knight of the Sorry Face: he is the resplendent Knight of the Lions.

It is all too easy to say that Cervantes in this novel questions the nature of reality, but the nature of reality is such that it does not admit questions: two plus two is always four, and no flight of the imagination can make it otherwise. “Questioning reality” is one of those things postmodernist writers seem always to do – to what end, I’m not entirely sure – but what Cervantes does in this novel is to explore the nature of our human reaction to this brute force of reality, this ultimate tyranny of reason that will brook no dissent. And in order to do this, he sets up a dizzying series of levels – not of reality, since there is and can only be but one level of reality, in which windmills are but windmills and sheep but sheep; but of fantasy, of fiction. He had set most of these levels of fiction up in the First Part, but, for whatever reason, had made very little of them there: but in the Second Part, there’s no escaping them.

We had been told in the First Part that the author – who may be Cervantes, or who may be an invention of Cervantes’, thus introducing a new level of fiction – had found a manuscript in Arabic, telling the story of Don Quixote. And since the author – Cervantes, or an invention of his – knows no Arabic, he has had to employ a translator, and what we are reading is his translation: this sets the narrative of Don Quixote at yet one further remove. Cervantes doesn’t make any more of that in the First Part, but here, in the Second Part, we are constantly reminded that the narrative we are reading is not the author’s invention, but, rather, a translation by an unnamed translator of an Arabic manuscript written by a Moorish author called Cide Hamete Benengeli. Who this Cide Hamete Benengeli is, and how he came to know in such close detail – even down to what was going on in the characters’ minds – we are never told. It may even be that the whole thing is an invention of Cide Hamete Benengeli’s. (Should he exist, of course.)

In any case, what we are reading is not a pure translation from the Arabic: there are many passages that couldn’t possibly have been written by Cide Hamete Benengeli, such as the several points where incredulity is expressed – either by the translator, or by the author, or by Cervantes himself should the author be fictional – at some of the events narrated.

On top of all this, the characters in the Second Part have read, or, at least, know of the contents of the First Part. So, presumably, the action we read of in the Second Part must have taken place at some time after the publication of the First Part. And that First Part, as we know, is a translation of a manuscript written by Cide Hamete Benegeli, and it is this translation that has made famous the exploits of Don Quixote. However, this Second Part also appears to be a translation from Cide Hamete’s Arabic, and where the author of this Second Part (or Cervantes) has got hold of Cide Hamete’s manuscript of the Second Part isn’t made clear. And it certainly makes no sense that a Second Part should be promised in the First Part when the events narrated in the Second Part have not yet taken place.

As if all this weren’t enough, there had appeared, between Cervantes’ publication the First Part and his writing the Second, a volume published under a pseudonym (the real author has never been identified) claiming to be the Second Part of Don Quixote. This volume is often referred to by Cervantes in his own Second Part, and denounced as inauthentic, although what the criteria of authenticity are in this context seem impossible to identify (other than the obvious fact at the most basic level that Cervantes was not the author of this volume). Cervantes very quickly makes of this volume yet another level of fiction, and soon, these different levels of fiction interact with each other to quite vertiginous effect. At one point, Don Quixote changes his plans – refusing to go to Saragossa as he had intended, simply because the other Don Quixote had done so – simply in order to demonstrate that he is not the Don Quixote of the spurious publication, but is, on the contrary, the real Don Quixote – although what he, or we for that matter, understand by “real” in this context is buried under all sorts of competing levels of fiction.

In another chapter, Don Quixote and Sancho Panza actually meet a character from the spurious volume, and Don Quixote presents himself to this character, who, though a fictional character in a world declared to be fiction, is somehow real enough in a world declared not to be fiction. Don Quixote compels this character, fictional but real, to admit that it is he, Don Quixote, who is the “real” Don Quixote, and not the other Don Quixote whom he had known in some unreal fictional world. The mind swims, and all sorts of impossibilities seem suddenly to open at one’s very feet. If this man whom Don Quixote addresses is real, does it not also follow that the “other Don Quixote” whom he had previously encountered must also have been similarly real? What, if anything, could possibly distinguish the two? What is “real” here, and what is “fiction”? But maybe this incident did not take place. Maybe it is but an invention of Cide Hamete Benengeli’s. Or maybe of the translator’s Or of the author’s. Or of Cervantes himself. Who knows. It’s all fiction anyway.

But for all this playfulness, for all the sheer sense of fun, it is not reality that is questioned for the simple reason that reality is beyond questioning: it is always there, like the repeated ground bass of a passacaglia, constantly underpinning the glorious melodic and harmonic inventions. But it is the very fact that reality is impervious to questioning that compels us to challenge it: if all tyranny is to be challenged, then the tyranny of reason, that ultimate unnegotiable tyranny that underpins reality and gives us no choice but to concede that twice two equals four, and cannot possibly equal anything other than four, must be challenged also, even in the knowledge that the challenge is pointless and futile.

Turgenev’s Bazarov, a sort of anti-Don Quixote, revels in this absolute tyranny of Reason, and disdains any challenge to it: “What’s important is that twice two is four”, he says, “and all the rest’s nonsense.” And it’s nonsense not merely because, in the face of such absolute tyranny, any challenge is bound to be defeated, but because, to Bazarov (at least, at the start of the novel), this absolute tyranny is a fine and desirable thing. But to Dostoyevsky’s Underground Man, it is something which, even if it cannot be defeated, can, and should, be resented: he knows that twice two does indeed equal four, but insists that “twice two equals five” is also a fine thing.

Don Quixote, like the Underground Man, is loath to accept that twice two is four, that windmills are but windmills and not giants; but he has a Spanish temperament, not a Russian, and, rather than sit in an underground cellar embittering his soul with resentment, he creates, in his own mind, of his own volition, and without a cause – without reason – an alternative, competing world – a world of the imagination. Even if he knows that his challenge is bound to fail, it is still, for him, worthwhile to make this challenge; even though he knows that reality will win in the end, because reality is implacable and non-negotiable and cannot be overcome, nonetheless, till that end comes, it is, for him, worthwhile to say “bollocks!” to that implacable reality. He rebels against reality not because reality is too painful to face, as it is, say, to Hjalmar Ekdal in Ibsen’s The Wild Duck; nor because it is too dull and mundane: nowhere in either of the two parts is there any indication that it is the dull and mundane nature of reality causes Don Quixote to become a knight errant. He rebels against reality simply because it is reality; he challenges it simply because it is impervious to challenge.

The question remains to what extent he believes in his own fantasy. His comment to Sancho in the First Part, where he praises becoming mad “without a cause”, suggests that he knows he is mad. But if he is indeed aware of his own madness, that would, by a Catch-22 kind of logic, make him madder still: a man tilting at windmills because he thinks they are giants may certainly be considered mad, but what can we say of someone who tilts at them actually knowing that they are merely windmills?

In every other aspect, Don Quixote is not merely sane, he is also knowledgeable, intelligent, and eloquent. The man dressed in green, whom Don Quixote encounters in Chapter 16 of the Second Part, is impressed, and is, indeed, taken by surprise by the intelligence and the eloquence and the sanity of Don Quixote’s conversation. But, just at the very point where he finds himself impressed by the fineness of Don Quixote’s mind, they encounter lions being transported in a cage, and Don Quixote, who had been till that point speaking with the most perfect acuity, demands that the cage be opened so he could face these lions. It’s almost as if his sanity and his insanity both occupy in his mind the same place: his insanity, far from being an aberration, seems almost an aspect of his sanity.

Sancho’s character has also deepened in the Second Part. Previously, he had been little more than greedy and venal, following his master even though he is aware that his master is crazy, simply with the rather simple-minded hope that, despite his master’s craziness, he will eventually be made, as promised, governor of an island. But here in the Second Part, we have a character considerably more complex. In the first place, he follows his master primarily because he loves him. There can be few protestations of love in all literature more sincere or more touching than Sancho’s:

“…… he’s as innocent as the babe unborn, he couldn’t hurt a fly, he only wants to do good to everyone, and there isn’t an ounce of malice in him – a child could make him believe it’s midnight at noon, and it’s because he’s so simple that I love him from the bottom of my heart, and I couldn’t bring myself to leave him, however many silly things he does.”

This is a Sancho astute enough to know not merely to know that his master is mad, but also to know how to handle his master’s madness. When charged with finding Dulcinea, rather than tell his master to his face that he is mad, he finds a lusty peasant girl, and claims she really is Dulcinea … but Dulcinea enchanted. And this introduces yet another level of fantasy: Dulcinea is an imagined figure even in the context of various levels of fantasies, but here she is made “real”, made flesh, through yet another fantasy. And the fantasy this time is Sancho’s, not his master’s.

While this particular fantasy helps Sancho get out of a tight corner, not all his fantasies are merely for the sake of expediency. After the magical ride through the air on the flying horse Clavileño (they stay on the ground, of course: Cervantes knows better than to banish reality from the proceedings), Sancho makes up all sorts of fantastic stories about what he had seen on his magical flight. And he fervently declares them to be true. It’s almost as if he has joined Don Quixote in his battle against reality. The Don immediately understands:

…and Don Quixote went up to him, and whispered into his ear:

“Sancho, since you want people to believe what you saw in the sky, I want you to believe what I saw in the Cave of Montesinos. I say no more.”

It is a pact. I will accept your fantasies, says the Don, if you will accept mine. Only a man who knows his fantasies to be but fantasies could even propose such a pact. One may not be able to defeat reality, but to give in to it without a challenge, without defiance, is, to Don Quixote, shameful, and, such is the attractive force Don Quixote exerts, that even the practical, down-to-earth Sancho is drawn into his master’s orbit.

And Sancho Is not the only one who is drawn into his master’s orbit. Much of the Second Part is taken up with Don Quixote’s and Sancho Panza’s residence with a Duke and Duchess, who have read the First Part, and who are so amused by knight and squire that they play along with them, gratifying their own fantasies, purely for the sake of amusement. So far do they take matters, and with such meticulous planning, that one begins to wonder who is the more insane – Don Quixote, or the Duke and the Duchess. For they too, after all, are living out a fantasy: they too are challenging reality after their fashion, although the essential cruelty and heartlessness of their amusement contrasts most sharply with the nobility of Don Quixote’s mission to right the wrongs of the world.

Then there’s Doña Roderiguez, a duenna at their court, who actually comes to Don Quixote not in jest, but as a genuine damsel in distress. What exactly she had been expecting from Don Quixote, heaven knows, but she too finds herself sharing something of Don Quixote’s madness.

And, in some of the most amusing chapters of the novel, Sancho does indeed become governor. And he is actually a very good governor – possibly far better than any the Duke and Duchess may have appointed for real. But Sancho at this stage is a very different character from the merely covetous blockhead he had been in the First Part: it doesn’t take him long to realise that, riches or not, this is not for him, and that what he valued more was the simple companionship of his beloved master.

Indeed, so successful is Don Quixote in infecting others with his fantasies, that at times he really does seem triumphant – the Knight of the Lions. But defeat is inevitable. Perhaps Don Quixote had always known it. And the way Cervantes presents this defeat is curious: he places it in the background, while filling the foreground of the canvas with all sorts of seemingly trite and irrelevant matter.

Near the start of the Second Part, there had been a passage where the literary merits of the First Part had been discussed, and all the flaws and shortcomings openly listed: there can, indeed, be no criticism of that First Part that Cervantes does not make himself at the start of the Second. Among the shortcomings discussed are Cervantes’ frequent interruptions of the narrative with frankly rather dull and irrelevant love stories – of maidens unsurpassed in beauty bravely seeking out their loves from whom circumstances have separated them, and so on, and so forth. Having ridiculed such stories at the start of the Second Part, Cervantes, unsurprisingly, keeps them out of the narrative. However, towards the end, he brings back just such a story of the kind he had ridiculed. And he spends considerable time with this, despite knowing that such stories are absurd and tedious; and despite knowing further that the reader knows they are absurd and tedious. And while he keeps this absurd and tedious story in the foreground, he allows Don Quixote to be defeated. It is almost as if the defeat of Don Quixote – which, in Richard Strauss’ tone poem, is nothing short of cataclysmic – were merely a passing detail, and no more. Like the Fall of Icarus somewhere in the background, it is something that happens somewhere in the distance while everyone else is getting on with their day-to-day lives. As Auden observed, about suffering they were never wrong, the Old Masters.

And the defeat is handed out, ironically, by a fantasy: it is Don Quixote’s fellow villager Sampson Carrasco, who delivers the final blow, while pretending to be a knight. So immersed is Don Quixote in his own fantasy that it takes time for the implications of his defeat to sink in: only after he has reached his own village does he have the time to pause and think what it means. It is not so much that he can no longer believe in his being a knight errant: there was always at least a part of him – I think a very large part – that never believed that anyway. It is more that he is no longer capable of pretending that his fantasies are real. And with this loss of his ability to pretend comes the loss of his will even to live: without his knight errantry, Don Quixote must now face the ultimate reality of all from which none of us can escape – death. A brute fact, a tyrannical fact, but a fact nonetheless, and one that cannot be circumvented, any more than can the fact of twice two equalling four.

And so we have possibly the most moving death scene in all literature.

“Oh no, don’t die, master!” Sancho replied crying. “take my advice and live for a long, long time, for the maddest thing a man can do in this life is to let himself die, just like that, without anybody killing him or any other hands except the hands of depression doing away with him.”

And with these simple but deeply felt words, Sancho turns the whole world upside-down: now, it is accepting reality that is “the maddest thing a man can do”.

But it is over. Reality is not challenged, cannot be challenged, because it is impervious to challenge. Don Quixote’s defiance of that reality – for no reason, no cause – was, simultaneously, glorious, ennobling, futile, and absurd. Twice two is four, always has been, and always will be: that has never been in any doubt. But perhaps it is no surprise that this novel, in which the brute fact of twice two being four is, if not challenged, at least defied, was the favourite novel of Dostoyevsky’s, creator of the Underground Man; and that he went on describe it as “the saddest of all books”


Previous posts on Don Quixote:.

Starting again on “Don Quixote”

The Knight of the Sorry Face: the first part of “Don Quixote”

Akutagawa’s visions of Hell

“Rashomon” and Seventeen Other Stories by Ryunosuke Akutagawa, translated by Jay Rubin, published by Penguin Classics


There’s more than a whiff of the demonic about Akutagawa. His visions of life, whether set in ancient days or in contemporary times, seem to be set in a moral darkness, and depict various types of agony, both physical and spiritual. In the very first story, “Rashomon” (1917), which gave the title and the setting (though not the storyline) to Kurosawa’s film, takes us into the upper storey of Rashomon Gate, where bodies of those killed in those lawless times have been deposited, and where, amidst the hideous stench of physical corruption, an old woman is plucking the hair from the corpses in order to make wigs: she has to live, after all. But in the world that Akutagawa presents, there doesn’t seem much reason to want to live. Akutagawa himself, whose mother had died in an asylum, and who was haunted by the fear that his mother’s mental illness may be hereditary, committed suicide in 1927, aged only 35. The autobiographical stories grouped in the final section of this collection do not give the impression of a particularly happy or contented life.

His most famous story, thanks to Kurosawa using it as the basis of his film “Rashomon”, is “In a Bamboo Grove” (“Yabu no naka”, 1927). A woman has been raped, and a man has been killed; the story consists of the various narratives given in evidence by the people involved in the matter – including one from the dead man himself, speaking through a medium. These stories all give contradictory accounts accounts of what really happened, each participant in the affair putting his or her self in a good light, and the others in a bad. That there is a truth out there somewhere, an absolute truth, is not questioned: what is questioned is our ability to get to that truth, given that all we have to go by are our fallible perceptions, and given also our ability, indeed, our propensity, to deceive – to deceive both other people and ourselves, to deceive both deliberately and unwittingly, such that, beyond a point, we can no longer distinguish between reality and fantasy.

Distinguishing between reality and fantasy is not, after all, an easy thing to do. In one of the stories, a monk invents a myth about a dragon. He knows it to be a myth: it’s his own invention, after all. But when everyone starts believing in it, he curiously starts believing in his own fantasy, and at the climactic point of the story, he too glimpses, along with the vast throng of the faithful, the mythical dragon, his own invention, rising into the sky. Akutagawa did not seem to have much time for religion: the human imagination may indeed be a thing of wonder, and can create its own reality, but, for Akutagawa, that’s where Heaven resides – in our imagination, and in our imagination only.

Hell, however, is all too real, and nowhere more so than in the story “Hell Screen” (“Jigokuhen”, 1918). But Akutagawa’s Hell is not of the other world: it is right here, on earth. We are, once again, in ancient times, and the lord, the local potentate, is an evil and cruel man. The narrator, though, is very obviously a foolish man, who cannot see his master’s evil. The court painter, Yoshihide, however, can, and when the lord graciously makes Yoshihide’s daughter a lady-in-waiting, Yoshihide knows exactly what that means, although the narrator doesn’t. He tries his best to rescue his daughter, but he cannot.

The situation is similar to the one we find in Verdi’s Rigoletto (which was based on Victor Hugo’s play Le Roi S’Amuse, an English version of which I have been trying for years to track down, though without much success): in that opera, Rigoletto, the hump-backed court jester despised by all, and his innocent daughter Gilda, find themselves victims of an evil and lascivious ruler; but the terrible irony is that Rigoletto himself is very much part of the moral corruption to which he and his daughter eventually become victims. Similarly here: Yoshihide is very much part of the evil and the cruelty of the society he inhabits, and which claims both his daughter, and, eventually, himself. But dark and pitiless though the entire story is, I must admit to being taken by surprise, and, hardened reader though I think myself to be, genuinely shocked by the ending, where all the horrors of Hell itself seem to irrupt with the utmost force and violence. Why look for a hell in the other world when it is right here, under our very noses?

Akutagawa is renowned in Japan as a great stylist, and, assuming translator Jay Rubin’s English version reproduces at least something of Akutagawa’s writing style, one can see why. The prose is spare and precise, with all excess fat trimmed off. It is not without humour, but the humour is invariably grim, and dripping with irony. Gogol sometimes comes to mind – not least because that both he and Akutagawa seem to have an obsession with noses, and both have actually written a story called “The Nose”; but Akutagawa has none of Gogol’s whimsy, and there’s no hint here of Gogol’s eccentric and highly idiosyncratic digressions, which seem so often to displace the principal story itself as the major focus of interest. Akutagawa always has a story to tell, and he tells it directly. The images he chooses are clear-cut, and to the point: they never take a life of their own, as Gogol’s frequently do. And yet, despite the precision of the writing and the orderliness such precision suggests, the world depicted is one that is most disordered, bordering on the Hellish, and sometimes, indeed, crossing over the border into some Hell right here in this world. It is the Hell-on-earth depicted by Kurosawa in his cinematic masterpiece Ran (which, I am told, means “chaos”): we all know that this film was Kurosawa’s take on Shakespeare’s King Lear, but I cannot help wondering to what extent Kurosawa’s demonic vision was informed by Akutagawa’s. At the start of the unforgettable battle sequence in the film, a dying soldier informs us that we are indeed in Hell; and what follows is a vision of Hell that seems at least as close to the world of Akutagawa as it is to the storm-swept heath of Shakespeare’s play.

Hell is particularly apparent in the last few stories in this collection. Akutagawa never wrote an autobiography, but some of his stories are so clearly autobiographical, that, grouped together as they are at the end of this collection, they serve as an autobiography of sorts. The last two stories he did not publish: they were found amongst his papers after his death. One of them, “The Life of a Stupid Man” (“Aru aho no issho”), is startling: rather than a continuous narrative, we are presented with a series of vignettes and passing thoughts and seemingly random ruminations – some as short as a mere couple of sentences or so –all of which come together as in a mosaic to form a whole. And in the last story in this collection, “Spinning Gears”, the pretence, flimsy to start with, that this is really a work of fiction, is quickly dropped: the narrator is depicting his own disintegrating mind, and, as he mentions by name some of his earlier work, there can be no doubt that he is no fictional character: the narrator here is Ryunosuke Akutagawa himself. And here again, we have a depiction of a Hell right here on earth, as he realises that he can no longer exert any control over his own mind. But no matter how febrile the content, no matter how little control he seems to have over the workings of his own mind, the writing throughout remains firmly focussed and controlled. The disorder of his mind is expressed with the most exemplary literary order, and feeling for form.

In “The Life of a Stupid Man”, he had described – writing about himself in the third person – an unsuccessful attempt at suicide:

Taking advantage of his sleeping alone, he had tried to hang himself with a sash tied over the window lattice. When he slipped his head into the sash, however, he suddenly became afraid of death. Not that he feared the suffering he would have to experience at the moment of dying. He decided to try to again, using his pocket watch to see how long it would take. This time, everything began to cloud ever after a short interval of pain. He was sure that once he got past that, he would enter death. Checking the hands of his watch, he discovered that the pain lasted one minute and twenty-some seconds. It was pitch dark outside the lattices, but the wild clucking of the chickens echoed in the darkness.

It is hard to figure out just what state of turmoil his mind must have been in while writing something like this, but that mind could still pick out the “wild clucking of chickens”, and place it with absolute precision.

The final story, “Spinning Gears”, ends with this:

– I don’t have the strength to keep writing this. To go on living with this feeling is painful beyond description. Isn’t there someone kind enough to strangle me in my sleep?

This is followed only by translator Jay Rubin’s laconic note in parentheses:

(1927: Posthumous manuscript)