The excerpts quoted from Don Quixote in this post are taken from the translation by John Rutherford, published by Penguin Classics.
In the first part of Don Quixote, Don Quixote had dubbed himself The Knight of the Sorry Face. This was how literal-minded Sancho had described him after one of their many misadventures, but Don Quixote, with his mind ever ready to transform literal plainness into something strange and wonderful and resonant with meaning, happily takes on that sobriquet for himself, and forces it to signify far more than Sancho could ever have imagined. But in this second part, Don Quixote chooses for himself a different name: The Knight of the Lions.
This new name Don Quixote adopts in the second part, written some ten years after the first, signifies a somewhat different concept of the character. Earlier, Don Quixote had developed from being merely a joke figure into something more significant: he had developed into a figure who had, of his own free will, rejected the tyranny of reality, preferring to live by his fantasy instead, in his own mind and in the real world. And Don Quixote actually knows he is insane:
That is the whole point … and therein lies the beauty of my enterprise. A knight errant going mad for a good reason – there is neither pleasure nor merit in that. The thing is to become insane without a cause …
He has chosen to be insane, but not for any cause: it is not because reality is too painful, or too dull, to face. In my post on the First Part of Don Quixote, I had suggested that Don Quixote had chosen fantasy over reality for such reasons, but I think I was wrong: there is nothing whatever in the text to suggest this. As Don Quixote says himself, there is no cause – no reason, merely his own will. In the First Part, this rebellion against the brute facts of reality did not, and could not, result in triumph: Don Quixote knew, or, at least, must have known, that these brute facts of reality are not negotiable, that windmills really are just windmills, that flocks of sheep really are just flocks of sheep, and that defeat in the face of these brute facts is, ultimately, unavoidable. It is this underlying awareness of ultimate defeat that made for the Sorry Face. But in the second part, he is more ebullient: defeat is not here, to his mind, inevitable. Indeed, at several points in this second part, we see the power of his imagination conquer reality – we see Don Quixote triumphant. Here, he is no longer the Knight of the Sorry Face: he is the resplendent Knight of the Lions.
It is all too easy to say that Cervantes in this novel questions the nature of reality, but the nature of reality is such that it does not admit questions: two plus two is always four, and no flight of the imagination can make it otherwise. “Questioning reality” is one of those things postmodernist writers seem always to do – to what end, I’m not entirely sure – but what Cervantes does in this novel is to explore the nature of our human reaction to this brute force of reality, this ultimate tyranny of reason that will brook no dissent. And in order to do this, he sets up a dizzying series of levels – not of reality, since there is and can only be but one level of reality, in which windmills are but windmills and sheep but sheep; but of fantasy, of fiction. He had set most of these levels of fiction up in the First Part, but, for whatever reason, had made very little of them there: but in the Second Part, there’s no escaping them.
We had been told in the First Part that the author – who may be Cervantes, or who may be an invention of Cervantes’, thus introducing a new level of fiction – had found a manuscript in Arabic, telling the story of Don Quixote. And since the author – Cervantes, or an invention of his – knows no Arabic, he has had to employ a translator, and what we are reading is his translation: this sets the narrative of Don Quixote at yet one further remove. Cervantes doesn’t make any more of that in the First Part, but here, in the Second Part, we are constantly reminded that the narrative we are reading is not the author’s invention, but, rather, a translation by an unnamed translator of an Arabic manuscript written by a Moorish author called Cide Hamete Benengeli. Who this Cide Hamete Benengeli is, and how he came to know in such close detail – even down to what was going on in the characters’ minds – we are never told. It may even be that the whole thing is an invention of Cide Hamete Benengeli’s. (Should he exist, of course.)
In any case, what we are reading is not a pure translation from the Arabic: there are many passages that couldn’t possibly have been written by Cide Hamete Benengeli, such as the several points where incredulity is expressed – either by the translator, or by the author, or by Cervantes himself should the author be fictional – at some of the events narrated.
On top of all this, the characters in the Second Part have read, or, at least, know of the contents of the First Part. So, presumably, the action we read of in the Second Part must have taken place at some time after the publication of the First Part. And that First Part, as we know, is a translation of a manuscript written by Cide Hamete Benegeli, and it is this translation that has made famous the exploits of Don Quixote. However, this Second Part also appears to be a translation from Cide Hamete’s Arabic, and where the author of this Second Part (or Cervantes) has got hold of Cide Hamete’s manuscript of the Second Part isn’t made clear. And it certainly makes no sense that a Second Part should be promised in the First Part when the events narrated in the Second Part have not yet taken place.
As if all this weren’t enough, there had appeared, between Cervantes’ publication the First Part and his writing the Second, a volume published under a pseudonym (the real author has never been identified) claiming to be the Second Part of Don Quixote. This volume is often referred to by Cervantes in his own Second Part, and denounced as inauthentic, although what the criteria of authenticity are in this context seem impossible to identify (other than the obvious fact at the most basic level that Cervantes was not the author of this volume). Cervantes very quickly makes of this volume yet another level of fiction, and soon, these different levels of fiction interact with each other to quite vertiginous effect. At one point, Don Quixote changes his plans – refusing to go to Saragossa as he had intended, simply because the other Don Quixote had done so – simply in order to demonstrate that he is not the Don Quixote of the spurious publication, but is, on the contrary, the real Don Quixote – although what he, or we for that matter, understand by “real” in this context is buried under all sorts of competing levels of fiction.
In another chapter, Don Quixote and Sancho Panza actually meet a character from the spurious volume, and Don Quixote presents himself to this character, who, though a fictional character in a world declared to be fiction, is somehow real enough in a world declared not to be fiction. Don Quixote compels this character, fictional but real, to admit that it is he, Don Quixote, who is the “real” Don Quixote, and not the other Don Quixote whom he had known in some unreal fictional world. The mind swims, and all sorts of impossibilities seem suddenly to open at one’s very feet. If this man whom Don Quixote addresses is real, does it not also follow that the “other Don Quixote” whom he had previously encountered must also have been similarly real? What, if anything, could possibly distinguish the two? What is “real” here, and what is “fiction”? But maybe this incident did not take place. Maybe it is but an invention of Cide Hamete Benengeli’s. Or maybe of the translator’s Or of the author’s. Or of Cervantes himself. Who knows. It’s all fiction anyway.
But for all this playfulness, for all the sheer sense of fun, it is not reality that is questioned for the simple reason that reality is beyond questioning: it is always there, like the repeated ground bass of a passacaglia, constantly underpinning the glorious melodic and harmonic inventions. But it is the very fact that reality is impervious to questioning that compels us to challenge it: if all tyranny is to be challenged, then the tyranny of reason, that ultimate unnegotiable tyranny that underpins reality and gives us no choice but to concede that twice two equals four, and cannot possibly equal anything other than four, must be challenged also, even in the knowledge that the challenge is pointless and futile.
Turgenev’s Bazarov, a sort of anti-Don Quixote, revels in this absolute tyranny of Reason, and disdains any challenge to it: “What’s important is that twice two is four”, he says, “and all the rest’s nonsense.” And it’s nonsense not merely because, in the face of such absolute tyranny, any challenge is bound to be defeated, but because, to Bazarov (at least, at the start of the novel), this absolute tyranny is a fine and desirable thing. But to Dostoyevsky’s Underground Man, it is something which, even if it cannot be defeated, can, and should, be resented: he knows that twice two does indeed equal four, but insists that “twice two equals five” is also a fine thing.
Don Quixote, like the Underground Man, is loath to accept that twice two is four, that windmills are but windmills and not giants; but he has a Spanish temperament, not a Russian, and, rather than sit in an underground cellar embittering his soul with resentment, he creates, in his own mind, of his own volition, and without a cause – without reason – an alternative, competing world – a world of the imagination. Even if he knows that his challenge is bound to fail, it is still, for him, worthwhile to make this challenge; even though he knows that reality will win in the end, because reality is implacable and non-negotiable and cannot be overcome, nonetheless, till that end comes, it is, for him, worthwhile to say “bollocks!” to that implacable reality. He rebels against reality not because reality is too painful to face, as it is, say, to Hjalmar Ekdal in Ibsen’s The Wild Duck; nor because it is too dull and mundane: nowhere in either of the two parts is there any indication that it is the dull and mundane nature of reality causes Don Quixote to become a knight errant. He rebels against reality simply because it is reality; he challenges it simply because it is impervious to challenge.
The question remains to what extent he believes in his own fantasy. His comment to Sancho in the First Part, where he praises becoming mad “without a cause”, suggests that he knows he is mad. But if he is indeed aware of his own madness, that would, by a Catch-22 kind of logic, make him madder still: a man tilting at windmills because he thinks they are giants may certainly be considered mad, but what can we say of someone who tilts at them actually knowing that they are merely windmills?
In every other aspect, Don Quixote is not merely sane, he is also knowledgeable, intelligent, and eloquent. The man dressed in green, whom Don Quixote encounters in Chapter 16 of the Second Part, is impressed, and is, indeed, taken by surprise by the intelligence and the eloquence and the sanity of Don Quixote’s conversation. But, just at the very point where he finds himself impressed by the fineness of Don Quixote’s mind, they encounter lions being transported in a cage, and Don Quixote, who had been till that point speaking with the most perfect acuity, demands that the cage be opened so he could face these lions. It’s almost as if his sanity and his insanity both occupy in his mind the same place: his insanity, far from being an aberration, seems almost an aspect of his sanity.
Sancho’s character has also deepened in the Second Part. Previously, he had been little more than greedy and venal, following his master even though he is aware that his master is crazy, simply with the rather simple-minded hope that, despite his master’s craziness, he will eventually be made, as promised, governor of an island. But here in the Second Part, we have a character considerably more complex. In the first place, he follows his master primarily because he loves him. There can be few protestations of love in all literature more sincere or more touching than Sancho’s:
“…… he’s as innocent as the babe unborn, he couldn’t hurt a fly, he only wants to do good to everyone, and there isn’t an ounce of malice in him – a child could make him believe it’s midnight at noon, and it’s because he’s so simple that I love him from the bottom of my heart, and I couldn’t bring myself to leave him, however many silly things he does.”
This is a Sancho astute enough to know not merely to know that his master is mad, but also to know how to handle his master’s madness. When charged with finding Dulcinea, rather than tell his master to his face that he is mad, he finds a lusty peasant girl, and claims she really is Dulcinea … but Dulcinea enchanted. And this introduces yet another level of fantasy: Dulcinea is an imagined figure even in the context of various levels of fantasies, but here she is made “real”, made flesh, through yet another fantasy. And the fantasy this time is Sancho’s, not his master’s.
While this particular fantasy helps Sancho get out of a tight corner, not all his fantasies are merely for the sake of expediency. After the magical ride through the air on the flying horse Clavileño (they stay on the ground, of course: Cervantes knows better than to banish reality from the proceedings), Sancho makes up all sorts of fantastic stories about what he had seen on his magical flight. And he fervently declares them to be true. It’s almost as if he has joined Don Quixote in his battle against reality. The Don immediately understands:
…and Don Quixote went up to him, and whispered into his ear:
“Sancho, since you want people to believe what you saw in the sky, I want you to believe what I saw in the Cave of Montesinos. I say no more.”
It is a pact. I will accept your fantasies, says the Don, if you will accept mine. Only a man who knows his fantasies to be but fantasies could even propose such a pact. One may not be able to defeat reality, but to give in to it without a challenge, without defiance, is, to Don Quixote, shameful, and, such is the attractive force Don Quixote exerts, that even the practical, down-to-earth Sancho is drawn into his master’s orbit.
And Sancho Is not the only one who is drawn into his master’s orbit. Much of the Second Part is taken up with Don Quixote’s and Sancho Panza’s residence with a Duke and Duchess, who have read the First Part, and who are so amused by knight and squire that they play along with them, gratifying their own fantasies, purely for the sake of amusement. So far do they take matters, and with such meticulous planning, that one begins to wonder who is the more insane – Don Quixote, or the Duke and the Duchess. For they too, after all, are living out a fantasy: they too are challenging reality after their fashion, although the essential cruelty and heartlessness of their amusement contrasts most sharply with the nobility of Don Quixote’s mission to right the wrongs of the world.
Then there’s Doña Roderiguez, a duenna at their court, who actually comes to Don Quixote not in jest, but as a genuine damsel in distress. What exactly she had been expecting from Don Quixote, heaven knows, but she too finds herself sharing something of Don Quixote’s madness.
And, in some of the most amusing chapters of the novel, Sancho does indeed become governor. And he is actually a very good governor – possibly far better than any the Duke and Duchess may have appointed for real. But Sancho at this stage is a very different character from the merely covetous blockhead he had been in the First Part: it doesn’t take him long to realise that, riches or not, this is not for him, and that what he valued more was the simple companionship of his beloved master.
Indeed, so successful is Don Quixote in infecting others with his fantasies, that at times he really does seem triumphant – the Knight of the Lions. But defeat is inevitable. Perhaps Don Quixote had always known it. And the way Cervantes presents this defeat is curious: he places it in the background, while filling the foreground of the canvas with all sorts of seemingly trite and irrelevant matter.
Near the start of the Second Part, there had been a passage where the literary merits of the First Part had been discussed, and all the flaws and shortcomings openly discussed: there can, indeed, be no criticism of that First Part that Cervantes does not make himself at the start of the Second. Among the shortcomings discussed is to interrupt the narrative with frankly rather dull and irrelevant love stories – of maidens unsurpassed in beauty bravely seeking out their loves from whom circumstances have separated them, and so on, and so forth. Having ridiculed such stories at the start of the Second Part, Cervantes, unsurprisingly, keeps them out of the narrative. However, towards the end, he brings back just such a story of the kind he had ridiculed. And he spends considerable time with this, despite knowing that such stories are absurd and tedious; and despite knowing further that the reader knows they are absurd and tedious. And while he keeps this absurd and tedious story in the foreground, he allows Don Quixote to be defeated. It is almost as if the defeat of Don Quixote – which, in Richard Strauss’ tone poem, is nothing short of cataclysmic – were merely a passing detail, and no more. Like the Fall of Icarus somewhere in the background, it is something that happens somewhere in the distance while everyone else is getting on with their day-to-day lives. As Auden observed, about suffering they were never wrong, the Old Masters.
And the defeat is handed out, ironically, by a fantasy: it is Don Quixote’s fellow villager Sampson Carrasco, who delivers the final blow, while pretending to be a knight. So immersed is Don Quixote in his own fantasy that it takes time for the implications of his defeat to sink in: only after he has reached his own village does he have the time to pause and think what it means. It is not so much that he can no longer believe in his being a knight errant: there was always at least a part of him – I think a very large part – that never believed that anyway. It is more that he is no longer capable of pretending that his fantasies are real. And with this loss of his ability to pretend comes the loss of his will even to live: without his knight errantry, Don Quixote must now face the ultimate reality of all from which none of us can escape – death. A brute fact, a tyrannical fact, but a fact nonetheless, and one that cannot be circumvented, any more than can the fact of twice two equalling four.
And so we have possibly the most moving death scene in all literature.
“Oh no, don’t die, master!” Sancho replied crying. “take my advice and live for a long, long time, for the maddest thing a man can do in this life is to let himself die, just like that, without anybody killing him or any other hands except the hands of depression doing away with him.”
And with these simple but deeply felt words, Sancho turns the whole world upside-down: now, it is accepting reality that is “the maddest thing a man can do”.
But it is over. Reality is not challenged, cannot be challenged, because it is impervious to challenge Don Quixote’s defiance of that reality – for no reason, no cause – was, simultaneously, glorious, ennobling, futile, and absurd. Twice two is four, always has been, and always will be: that has never been in any doubt. But perhaps it is no surprise that this novel, in which the brute fact of twice two being four is, if not challenged, at least defied, was the favourite novel of Dostoyevsky’s, creator of the Underground Man; and that he went on describe it as “the saddest of all books”
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